Firmate provides guidance and assistance with the implementation of solutions relating to:
Compliance and Conduct
Legal Services Procurement
We analyse the role of Boards, relationships within complex conglomerate structures, and management effectiveness with readily implemented approaches to contemporary issues these face.
Investment Management risk
Investment Management Risk is more than investment outcomes. It needs to also address the practical how and processes that support investments and decision making. This paper outlines an end to end approach to investment risk management.
& the 3 Lines of Defence
Investment management risk is evolving from the accountability of the CIO to more traditional risk management techniques - including the application of the 3 lines of defence. This paper reconciles traditional perspectives and emerging trends.
Risk Management Framework for Retail Superannuation
Retail Superannuation was considered by the recent Royal Commission. This paper discusses the implementation of a risk management framework for Retail Superannuation within a financial services conglomerate.
Retail Superannuation Post the Royal Commission
Retail superannuation needs to address profit making by a fiduciary. This paper discusses insights about a business model appropriate for superannuation post the royal commission.